Description

Responsibilities

• Participate in the product development of funds and alternatives investment products and conduct product due diligence
• Introduce quality business partners to Private Banking, key tasks include but not limited to fund house evaluation, distribution agreement coordination, and operational flow monitoring.
• Conduct regular review on current products to ensure the compliance requirements are well satisfied.
• Update the latest information about onboarded funds, including but not limited to risk rating, high yield, tenor, derivative use, complex products etc.
• Conduct regular review and evaluation on existing fund houses and their products, perform system update and announce the latest adjustment for frontline staff.
• Perform periodic review on internal policies and procedures.
• Participate in system maintenance and enhancement.
• Handle file maintenance, and compile regular and ad-hoc reports for management or other departments' review.
• Work closely with frontline staff to assist and recommend appropriate fund solutions that meets clients' investment goals and risk tolerance, and develop investment strategies to meet their needs.

Requirements

• Degree holder or above in business, finance or related disciplines
• Holder of professional qualifications in Finance (e.g. CFA, FRM) or Investment discipline will be a plus
• 5 years or above solid working experience in banking or financial industry, particularly in the business /product and sales management of private banking / asset management will be a plus
• Experience in mid/ back offices such as fund house will also be considered
• Possesses solid knowledge in fund management and various alternative investment products, familiar with regulatory requirements
• Strong communications, organizational, analytical and problem-solving skills
• Agile and flexible to adapt
• Strong computer skill such as MS Word, Excel, Access and PowerPoint; with prior experience in system enhancement project
• Good command of written and spoken English and Chinese (including Putonghua)

LI-LC1#

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here .